Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 911 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/10/2008unauthorised entities
  • ROSS-PARKINSON
A warning PDF of date 01/10/2008 (new window) SFSA (SUECIA) 
27/05/2009unauthorised entities
  • ROTHMAN CAPITAL
  • WWW.ROTHMANCAPITAL.COM
A warning PDF of date 27/05/2009 (new window) SFSA (SUECIA) 
17/11/2010unauthorised entities
  • ROTHMAN GLOBAL
  • HTTP://ROTHMANGLOBAL.COM/
A warning PDF of date 17/11/2010 (new window) FSAN (NORUEGA) 
01/12/2010unauthorised entities
  • ROTHMAN GLOBAL
  • WWW.ROTHMANGLOBAL.COM
A warning PDF of date 01/12/2010 (new window) FMA (AUSTRIA) 
17/11/2010unauthorised entities
  • ROTHMAN SECURITIES OG ROTHMAN OFFSHORE
  • HTTP://ROTHMANOFFSHORE.COM
A warning PDF of date 17/11/2010 (new window) FSAN (NORUEGA) 
31/01/2018unauthorised entities
  • ROTHMANN & GINST
  • WWW.ROTHMANN-GINST.COM
A warning PDF of date 31/01/2018 (new window) CSSF (LUXEMBURGO) 
14/12/2011unauthorised entities
  • ROTHRIDGE CONSULTING GROUP
  • WWW.ROTHRIDGECONSULTINGGROUP.COM
A warning PDF of date 14/12/2011 (new window) FSA (REINO UNIDO) 
19/07/2017unauthorised entities
  • ROTHSCHILD ASSET MANAGEMENT (CLON)
A warning PDF of date 19/07/2017 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DE SIMILAR DENOMINACION.
18/01/2017unauthorised entities
  • ROTHSCHILD PRIVATE WEALTH (CLON)
A warning PDF of date 18/01/2017 (new window) FCA (REINO UNIDO) 
27/03/2024unauthorised entities
  • ROUNDA PARTNERS LIMITED
  • HTTPS://ISOTRADER.CC
A warning PDF of date 27/03/2024 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.