Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 912 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
01/08/2012unauthorised entities
  • FEDERAL ASSET MANAGEMENT
  • WWW.FEDERALASSETMGMT.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • EATON CAPITAL AMERICAS
  • WWW.EATONCAPITALAMERICAS.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • LONDON GOLD AND COMMODITIES EXCHANGE, LGCEX
  • WWW.LGEX.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • BRIDGESTONE GLOBAL PARTNERS
  • WWW.BRIDGESTONEGP.COM
A warning PDF of date 01/08/2012 (new window) SFSA (SUECIA) 
01/08/2012unauthorised entities
  • THOMAS CAPITAL
A warning PDF of date 01/08/2012 (new window) FSA (REINO UNIDO) 
01/08/2012unauthorised entities
  • RICHARD RAMSDEN
A warning PDF of date 01/08/2012 (new window) FSA (REINO UNIDO)LA PERSONA ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON UN EMPLEADO DE GOLDMAN SACHS INTERNATIONAL CON EL MISMO NOMBRE
01/08/2012unauthorised entities
  • GLENN STEPHEN EDWARDS
A warning PDF of date 01/08/2012 (new window) FSA (REINO UNIDO)LA PERSONA ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON UN EMPLEADO DEL BANK OF SCOTLAND PLC CON EL MISMO NOMBRE
01/08/2012unauthorised entities
  • EPSILON CAPITAL MANAGEMENT
A warning PDF of date 01/08/2012 (new window) EI_CBI (IRLANDA) 
01/08/2012unauthorised entities
  • FOREX
A warning PDF of date 01/08/2012 (new window) AMF (FRANCIA) 
01/08/2012unauthorised entities
  • INVERSIONES DE ALTO RENDIMIENTO
A warning PDF of date 01/08/2012 (new window) AMF (FRANCIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.