Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 916 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
29/11/2017unauthorised entities
  • SOLIDCFD
  • WWW.SOLIDCFD.COM
A warning PDF of date 29/11/2017 (new window) DFSA (DINAMARCA) 
23/02/2011unauthorised entities
  • SANDFORD HALE & CO.
  • WWW.SANDFORD-HALE.COM
A warning PDF of date 23/02/2011 (new window) DFSA (DINAMARCA) 
16/03/2011unauthorised entities
  • MORETTI ASSOCIATES
  • HTTP://WWW.MORETTI-ASSOCIATES.NET
A warning PDF of date 16/03/2011 (new window) DFSA (DINAMARCA) 
19/12/2012unauthorised entities
  • GLOBAL PARTNERS SECURITIES
  • HTTP://WWW.GLOBALPARTNERSSECURITIES.COM/
A warning PDF of date 19/12/2012 (new window) DFSA (DINAMARCA) 
19/11/2008unauthorised entities
  • HCS WORLDWIDE
  • WWW.HCSWORLDWIDE.COM
A warning PDF of date 19/11/2008 (new window) DFSA (DINAMARCA) 
19/09/2018unauthorised entities
  • OPTION STARS
  • WWW.OPTIONSTARS.COM
A warning PDF of date 19/09/2018 (new window) DFSA (DINAMARCA) 
10/08/2011unauthorised entities
  • LEADERS ASSET MANAGEMENT
  • WWW.LEADERS-AM.COM
A warning PDF of date 10/08/2011 (new window) DFSA (DINAMARCA) 
27/01/2016unauthorised entities
  • PROFITSAMLER
  • WWW.PROFIT-SAMLER.COM
A warning PDF of date 27/01/2016 (new window) DFSA (DINAMARCA) 
22/12/2010unauthorised entities
  • SHAW ASSET MANAGEMENT
  • HTTP://WWW.SHAWASM.COM
A warning PDF of date 22/12/2010 (new window) DFSA (DINAMARCA) 
15/02/2012unauthorised entities
  • PLATINUM ACCOUNT GROUP
  • WWW.PLATINUMACCOUNTGROUP.COM
A warning PDF of date 15/02/2012 (new window) DFSA (DINAMARCA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.