Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 918 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/10/2009unauthorised entities
  • DAWSON AND RAYMOND M & A
  • WWW.DAWSONANDRAYMONDMA.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
19/05/2010unauthorised entities
  • DAWSON & FIELDING INC.
  • WWW.DAWSONFIELDING.COM
A warning PDF of date 19/05/2010 (new window) BCSC (CANADA) 
10/03/2010unauthorised entities
  • DAWSON & FIELDING INC.
  • WWW.DAWSONFIELDING.COM
A warning PDF of date 10/03/2010 (new window) SFSA (SUECIA) 
18/07/2012unauthorised entities
  • DAWSON & CRANE INC.
A warning PDF of date 18/07/2012 (new window) FMA (AUSTRIA) 
05/10/2022unauthorised entities
  • DAVYFINANCIAL (NOMBRE COMERCIAL DE DAVY LTD) (CLONE)
  • HTTPS://WWW.DAVYFINANCIAL.COM (CLONE)
A warning PDF of date 05/10/2022 (new window) CBI (IRLANDA) 
10/07/2024unauthorised entities
  • DAVY SELECT PRIVATE (CLONE)
A warning PDF of date 10/07/2024 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA, QUE OPERA CON DIRECCIONES DE CORREO ELECTRÓNICO QUE SIGUEN LA ESTRUCTURA STUFF.NOMBRE@DAVYSELECT-PRIVATE.COM, STUFF.NOMBRE@DAVY.HOLDINGS, STAFF.NOMBRE@DAVY.BOND Y CON LA DIRECCIÓN DE CORREO ELECTRÓNICO INFO@DAVY.EU.COM, HA CLONADO DATOS (COMO EL NOMBRE O LA DIRECCIÓN DE REGISTRO) DE LA ENTIDAD AUTORIZADA POR EL BANCO CENTRAL DE IRLANDA J&E DAVY.
21/04/2021unauthorised entities
  • DAVY BONDS (CLONE)
  • WWW.DAVYBONDS.COM (CLONE)
  • WWW.DAVYGROUPBONDS.COM (CLONE)
A warning PDF of date 21/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA J & E DAVY.
23/04/2014unauthorised entities
  • DAVIS WARD & BECK PARTNERS LLC
  • WWW.DWBPARTNERS.COM
A warning PDF of date 23/04/2014 (new window) AFM (PAISES BAJOS) 
17/09/2008unauthorised entities
  • DAVIS MAYER GROUP
  • WWW.DAVISMAYER.COM
  • THOMAS CASTLE MANAGEMENT
A warning PDF of date 17/09/2008 (new window) FSAN (NORUEGA) 
26/11/2008unauthorised entities
  • DAVIS MAYER GROUP
  • WWW.DAVISMAYER.COM
A warning PDF of date 26/11/2008 (new window) FMA (AUSTRIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.