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Page 928 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/06/2011unauthorised entities
  • SANFORD C. BERNSTEIN LIMITED
  • WWW.SCBERNSTEIN.CO.UK
A warning PDF of date 15/06/2011 (new window) FSA (REINO UNIDO) 
29/05/2019unauthorised entities
  • SANFORD CAPITAL GROUP (CLON)
  • WWW.SANFORDCAPITALGROUP.COM
A warning PDF of date 29/05/2019 (new window) FCA (REINO UNIDO) 
23/03/2011unauthorised entities
  • SANTANDER INVESTMENT SECURITIES GROUP
  • WWW.SISG-MANAGEMENT.COM
A warning PDF of date 23/03/2011 (new window) SFSA (SUECIA)ESTA SOCIEDAD NO PERTENECE NI TIENE NINGUNA VINCULACION CON GRUPO BANCO SANTANDER CUYA PAGINA WEB ES WWW.SANTANDER.COM
04/04/2012unauthorised entities
  • SANTIAGO MERGERS AND ACQUISITIONS
  • WWW.SANTIAGOMNA.COM
A warning PDF of date 04/04/2012 (new window) FSA (REINO UNIDO) 
23/11/2011unauthorised entities
  • SANWA HOLDINGS
  • WWW.SANWAHOLDINGS.COM
A warning PDF of date 23/11/2011 (new window) SFSA (SUECIA) 
04/01/2012unauthorised entities
  • SANWA HOLDINGS
  • HTTP://WWW.SANWAHOLDINGS.COM/
A warning PDF of date 04/01/2012 (new window) FMA (AUSTRIA) 
10/07/2019unauthorised entities
  • SAP ONE
  • WWW.SAP-ONE.NET
A warning PDF of date 10/07/2019 (new window) CSSF (LUXEMBURGO) 
03/02/2021unauthorised entities
  • SAPIA CAPITAL / SAPIA TRADE (CLONE)
  • HTTPS://WWW.SAPIACAPITAL.COM/
  • HTTPS://SAPIATRADE.COM/
A warning PDF of date 03/02/2021 (new window) FCA (REINO UNIDO)LAS ENTIDADES ADVERTIDAS NO TIENEN NINGUNA VINCULACIÓN CON LAS ENTIDADES DEBIDAMENTE REGISTRADAS SAPIA PARTNERS LLP NI SAPIA CAPITAL PARTNERS LTD.
10/07/2019unauthorised entities
  • SAPIEN ASSET MANAGEMENT
  • WWW.SAPIENASSETMANAGEMENT.COM
A warning PDF of date 10/07/2019 (new window) FCA (REINO UNIDO) 
30/01/2019unauthorised entities
  • SAPONE TRADING
  • WWW.SAPONETRADING.COM
A warning PDF of date 30/01/2019 (new window) AFM (PAISES BAJOS) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.