Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 929 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
06/11/2019unauthorised entities
  • WWW.BAUMANNPARTNERS.COM
A warning PDF of date 06/11/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO TIENE NINGUNA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA BAUMANN & PARTNERS S.A.
30/10/2019unauthorised entities
  • ALYSA GROUP AND/OR ALYSA FINANCE HOLDING SA, SOCIÉTÉ DE GESTION DE PATRIMOINE FAMILIAL SPF
  • WWW.ALYSA-GROUP.COM
A warning PDF of date 30/10/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA, ALYSA FINANCE HOLDING S.A.-SPF QUE CESÓ SU ACTIVIDAD EL 13 DE AGOSTO DE 2019.
25/10/2023unauthorised entities
  • ARCTRADEASSETS
  • HTTPS://ARCTRADEASSETS.COM
A warning PDF of date 25/10/2023 (new window) CSSF (LUXEMBURGO) 
08/09/2021unauthorised entities
  • WWW.LLFFINANCIAL.COM
A warning PDF of date 08/09/2021 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE QUE NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EN LUXEMBURGO LLF FINANCIAL S.A.
08/09/2021unauthorised entities
  • THEMERIT FINANCE
  • WWW.THEMERITFINANCE.COM
A warning PDF of date 08/09/2021 (new window) CSSF (LUXEMBURGO) 
08/09/2021unauthorised entities
  • ADVANCED RELIEF FUND MINING
  • WWW.ARFMINING.COM
A warning PDF of date 08/09/2021 (new window) CSSF (LUXEMBURGO) 
08/09/2021unauthorised entities
  • DJE INVESTMENT (CLONE)
  • WWW.DJE-INVESTMENT.COM
A warning PDF of date 08/09/2021 (new window) CSSF (LUXEMBURGO)LA CSSF ADVIERTE QUE NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE AUTORIZADA EN LUXEMBURGO DJE INVESTMENT S.A.
05/05/2021unauthorised entities
  • RIVA FINANCIAL SYSTEMS
  • WWW.RIVAFINANCIALSYSTEMS.COM
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 
06/11/2019unauthorised entities
  • WWW.PF-GESTION.COM, OPERANDO COMO PREMIUM FUND
A warning PDF of date 06/11/2019 (new window) CSSF (LUXEMBURGO)LA WEB NO GUARDA RELACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA CON EL MISMO NOMBRE, PREMIUM FUND.
05/05/2021unauthorised entities
  • ROYAL BANK (EUROPE) S.À R.L. & CIE, S.C.A. SOCIÉTÉ EN COMMANDITE PAR ACTIONS
A warning PDF of date 05/05/2021 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.