Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 937 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
22/02/2012unauthorised entities
  • BROWELL LIMITED
  • LAKEPOINTE CAPITAL ADVISORS
  • IRS CLEARING CONSULTANCY
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
22/02/2012unauthorised entities
  • LAKEPOINTE CAPITAL ADVISORS
  • BROWELL LIMITED
  • IRS CLEARING CONSULTANCY
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
22/02/2012unauthorised entities
  • BELGIAN COMMODITIES AND FUTURES EXCHANGE
  • BELGIAN FINANCIAL SERVICES AGENCY
  • WWW.BCFEX.COM
  • GOLDWATER GLOBAL MANAGEMENT
  • WWW.BELGIANFSA.ORG
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA)NO ES NINGÚN MERCADO DE VALORES BELGA.
22/02/2012unauthorised entities
  • BELGIAN FINANCIAL SERVICES AGENCY
  • WWW.BCFEX.COM
  • BELGIAN COMMODITIES AND FUTURES EXCHANGE
  • WWW.BELGIANFSA.ORG
  • GOLDWATER GLOBAL MANAGEMENT
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA)NO ES NINGUNA AUTORIDAD SUPERVISORA BELGA.
22/02/2012unauthorised entities
  • GOLDWATER GLOBAL MANAGEMENT
  • WWW.BELGIANFSA.ORG
  • BELGIAN COMMODITIES AND FUTURES EXCHANGE
  • WWW.BCFEX.COM
  • BELGIAN FINANCIAL SERVICES AGENCY
A warning PDF of date 22/02/2012 (new window) FSMA (BELGICA) 
22/02/2012unauthorised entities
  • LCB (LONDON CITY BROKER) INTERNATIONAL, INC.
  • WWW.LCBROKER.NET
A warning PDF of date 22/02/2012 (new window) FMA (AUSTRIA) 
22/02/2012unauthorised entities
  • GRAND FINANCIAL MANAGEMENT
  • WWW.GRANDFINANCIALMGMT.COM
A warning PDF of date 22/02/2012 (new window) FMA (AUSTRIA) 
15/02/2012unauthorised entities
  • SWISS FINANCIAL SERVICES INC.
  • WWW.SWISSFINANCIALSERVICE.NET
A warning PDF of date 15/02/2012 (new window) SFSA (SUECIA) 
15/02/2012unauthorised entities
  • STERN FISHER EDWARDS CORP.
  • WWW.SFEDWARDSCORP.COM
A warning PDF of date 15/02/2012 (new window) SFSA (SUECIA) 
15/02/2012unauthorised entities
  • PIERCE MORGAN CAPITAL MANAGEMENT
  • HTTP://PIERCEMORGAN.US
A warning PDF of date 15/02/2012 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.