Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 97 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
21/10/2009unauthorised entities
  • SIGMAFOREX.COM
  • WWW.SIGMAFOREX.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • FAMEX FINANCIAL
  • WWW.FAMEXFINANCIAL.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • SHANGHAI MERCANTILE EXCHANGE
  • WWW.SHMEX.ORG
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • LOGICAL CLEARING LIMITED
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 
21/10/2009unauthorised entities
  • BELTWAY M & A
  • WWW.BELTWAYMA.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
21/10/2009unauthorised entities
  • DAWSON AND RAYMOND M & A
  • WWW.DAWSONANDRAYMONDMA.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
21/10/2009unauthorised entities
  • ROCKWOOD M & A
  • WWW.ROCKWOODMA.COM
A warning PDF of date 21/10/2009 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • WWW.ZFJHGOLD.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
29/04/2009unauthorised entities
  • GLOBAL FUTURES TRANSACTION INVESTMENT LIMITED
  • WWW.GFTINVESTMENT.COM
A warning PDF of date 29/04/2009 (new window) SFC (HONG KONG) 
28/04/2010unauthorised entities
  • LEVIN MAYER
  • WWW.LEVIN-MAYER.COM
A warning PDF of date 28/04/2010 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.