Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 964 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
10/07/2013unauthorised entities
  • CONQUEST PRIVATE EQUITY LLC
  • HTTP://WWW.CONQUESTPE.COM/INDEX-2.PHP
A warning PDF of date 10/07/2013 (new window) FSAN (NORUEGA) 
11/01/2012unauthorised entities
  • CONNORS THOMPSON REED
A warning PDF of date 11/01/2012 (new window) FSA (REINO UNIDO) 
02/07/2014unauthorised entities
  • CONNOR SIMMONS GROUP
A warning PDF of date 02/07/2014 (new window) EI_CBI (IRLANDA) 
27/04/2011unauthorised entities
  • CONNELLY PETERSON LTD.
  • WWW.CONNELLYPETERSON.COM
A warning PDF of date 27/04/2011 (new window) SFSA (SUECIA) 
07/10/2020unauthorised entities
  • CONNECT FINANCES
  • WWW.CONNECTFINANCES.CO.UK
A warning PDF of date 07/10/2020 (new window) FCA (REINO UNIDO) 
15/12/2021unauthorised entities
  • CONIUSFX
  • HTTPS://CONIUSFX.COM
A warning PDF of date 15/12/2021 (new window) CONSOB (ITALIA)LA CONSOB ORDENA A LOS OPERADORES DE INTERNET EL BLOQUEO DE ACCESO DESDE ITALIA A PAGINAS WEB QUE OFRECEN SERVICIOS DE INVERSION SIN ESTAR AUTORIZADAS
12/05/2003unauthorised entities
  • CONDOR RESEARCH
A warning PDF of date 12/05/2003 (new window) FSA (REINO UNIDO)VER ADVERTENCIAS CNMV
06/02/2013unauthorised entities
  • CONCRED GMBH
  • WWW.EUROCRED.AT
  • WWW.CONCRED.AT
A warning PDF of date 06/02/2013 (new window) FMA (AUSTRIA) 
06/04/2022unauthorised entities
  • CONCORDE AND ASSOCIATES LLC
  • WWW.CONCORDEANDASSOCIATESLLC.COM
A warning PDF of date 06/04/2022 (new window) FCA (REINO UNIDO) 
29/03/2006unauthorised entities
  • CONCORDANT GROUP LTD.
  • WWW.CONCORDANTGROUPLIMITED.COM
A warning PDF of date 29/03/2006 (new window) SFC (HONG KONG) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.