Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 968 out of 1225
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
23/11/2022unauthorised entities
  • SPECIALIST INVESTMENT FUNDS ICAV/SIF (CLONE)
  • HTTPS://SIF-ICAV.COM (CLONE)
A warning PDF of date 23/11/2022 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA UTILIZA INDEBIDAMENTE EL NOMBRE Y LOS DATOS DE LA ENTIDAD LEGÍTIMAMENTE REGISTRADA EN IRLANDA SPECIALIST INVESTMENT FUNDS (2) ICAV
30/10/2013unauthorised entities
  • SPECIALIST INVESTOR FUNDS
  • WWW.SPECIALISTINVESTORFUNDS.COM
A warning PDF of date 30/10/2013 (new window) FCA (REINO UNIDO) 
09/04/2019unauthorised entities
  • SPECTRA FX INVESTMENTS TEAM (CLON)
  • HTTPS://SPECTRA-FX.COM
  • HTTPS://WWW.INSTAGRAM.COM/FXSPECTRA/
  • HTTPS://WWW.FACEBOOK.COM/797007090643501
A warning PDF of date 09/04/2019 (new window) FCA (REINO UNIDO) 
15/01/2020unauthorised entities
  • SPEEDY INSURANCE (CLON)
  • HTTP://SPEEDYINSURANCE.CO.UK/
A warning PDF of date 15/01/2020 (new window) FCA (REINO UNIDO) 
05/03/2014unauthorised entities
  • SPENCER AND RICHARDSON FINANCIAL
  • HTTP://SPENCERRICHARDSONFIN.COM
A warning PDF of date 05/03/2014 (new window) FCA (REINO UNIDO) 
25/04/2012unauthorised entities
  • SPENCER AND RICHARDSON FINANCIAL
  • WWW.SPENCERRRICHARDSONFIN.COM
A warning PDF of date 25/04/2012 (new window) SFSA (SUECIA) 
08/11/2023unauthorised entities
  • SPIKELITETRADE
  • HTTPS://WWW.SPIKELITETRADE.COM/
A warning PDF of date 08/11/2023 (new window) AFM (PAISES BAJOS) 
09/03/2022unauthorised entities
  • SPIN CAPITALS
  • WWW.SPINCAPITALS.COM
A warning PDF of date 09/03/2022 (new window) FCA (REINO UNIDO) 
17/02/2021unauthorised entities
  • SPORTS INDEX
  • HTTPS://WWW.SPORTSINDEX.ONLINE/
A warning PDF of date 17/02/2021 (new window) FCA (REINO UNIDO) 
02/11/2017unauthorised entities
  • SPOT INVESTICIJE POSLOVNO SVETOVANJE
  • HTTP://SPOT-INVESTICIJE.COM/
A warning PDF of date 02/11/2017 (new window) SSMA (ESLOVENIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.