Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 974 out of 1228
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
15/06/2016unauthorised entities
  • LOCKER CAPITAL MANAGEMENT
  • LOCKER GLOBAL MANAGEMENT
  • HTTP://WWW.LOCKER-CM.COM
  • HTTP://LOCKER-CM.COM
A warning PDF of date 15/06/2016 (new window) CSSF (LUXEMBURGO) 
20/01/2016unauthorised entities
  • JJ BAUER ASSET MANAGEMENT
  • HTTPS://WWW.JJ-BAUER.COM
A warning PDF of date 20/01/2016 (new window) CSSF (LUXEMBURGO) 
25/04/2018unauthorised entities
  • LUXEMBOURG OFFSHORE BANKING
  • HTTP://WWW.LUXOSB.COM
A warning PDF of date 25/04/2018 (new window) CSSF (LUXEMBURGO) 
01/10/2014unauthorised entities
  • LUXEMBOURG FUTURES COMMODITIES OPTIONS TRADING AUTHORITY
  • WWW.LFCOTA.ORG
A warning PDF of date 01/10/2014 (new window) CSSF (LUXEMBURGO) 
15/06/2016unauthorised entities
  • SOREN MOLLER
  • HTTP://SOREN-MOLLER.COM
A warning PDF of date 15/06/2016 (new window) CSSF (LUXEMBURGO) 
02/11/2017unauthorised entities
  • LE PAY BANK
  • WWW.LE-PAY.EU
A warning PDF of date 02/11/2017 (new window) CSSF (LUXEMBURGO) 
04/01/2012unauthorised entities
  • FOREST4YOU CAPITAL SA
  • WWW.FOREST4YOU.EU
A warning PDF of date 04/01/2012 (new window) CSSF (LUXEMBURGO) 
02/11/2017unauthorised entities
  • CROWN MANAGERS
  • WWW.CROWNMANAGERS.COM
A warning PDF of date 02/11/2017 (new window) CSSF (LUXEMBURGO) 
19/02/2014unauthorised entities
  • PALMER SMITH ADVISORS
  • WWW.PALMERSMITHADVISORS.NET
A warning PDF of date 19/02/2014 (new window) CSSF (LUXEMBURGO) 
07/09/2016unauthorised entities
  • FXMARKETLIVE PTY LTD
  • HTTP://WWW.FX-MARKETLIVE.COM
A warning PDF of date 07/09/2016 (new window) CSSF (LUXEMBURGO) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.