Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 998 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
09/02/2011unauthorised entities
  • SWISS GROUP & PARTNER
  • WWW.SWISSGROUP-PARTNER.CH
A warning PDF of date 09/02/2011 (new window) FMA (AUSTRIA) 
30/11/2022Other alerts
  • SWISS GROUP FINANCE CORPORATION
A warning PDF of date 30/11/2022 (new window) BAFIN (ALEMANIA)LA ENTIDAD ADVERTIDA POR BAFIN SWISS GROUP FINANCE CORPORATION OFRECE ACCIONES PREFERENTES DE VENTA LIBRE SIN EL FOLLETO REQUERIDO
11/01/2023unauthorised entities
  • SWISS HOLDING BANK
  • WWW.SWISSHOLDINGBANK.COM
A warning PDF of date 11/01/2023 (new window) FCA (REINO UNIDO) 
10/11/2022unauthorised entities
  • SWISS INTERNATIONAL COMMODITY AG
  • WWW.SINTCOM.CH
A warning PDF of date 10/11/2022 (new window) FMA (AUSTRIA) 
19/04/2006unauthorised entities
  • SWISS INVEST LTD.
  • INFO@SWIS-INVEST.COM
A warning PDF of date 19/04/2006 (new window) SSMA (ESLOVENIA) 
20/04/2016unauthorised entities
  • SWISS INVESTMENT (CLON) / GLOBAL CAPITAL LTD / T.T.F. / SWISSPARTNERS AG
A warning PDF of date 20/04/2016 (new window) FSMA (BELGICA) 
18/09/2019unauthorised entities
  • SWISS INVESTMENT CORPORATION LTD
  • WWW.SWISSINVESTMENTFX
A warning PDF of date 18/09/2019 (new window) CONSOB (ITALIA) 
03/07/2019unauthorised entities
  • SWISS INVESTMENT CORPORATION LTD/ SWISS INVESTMENT FX
  • HTTPS://SWISSINVESTIMENTFX.COM
A warning PDF of date 03/07/2019 (new window) FMA (AUSTRIA) 
20/12/2023Other alerts
  • SWISS INVESTMENT SOLUTION
A warning PDF of date 20/12/2023 (new window) BAFIN (ALEMANIA)BAFIN HA PROHIBIDO A LA ENTIDAD OFRECER AL PÚBLICO SUS ACCIONES EN ALEMANIA
30/08/2023Other alerts
  • SWISS INVESTMENT SOLUTION
A warning PDF of date 30/08/2023 (new window) BAFIN (ALEMANIA)BAFIN TIENE MOTIVOS PARA SOSPECHAR QUE LA ENTIDAD ADVERTIDA ESTÁ OFRECIENDO AL PÚBLICO SUS PROPIAS ACCIONES EN ALEMANIA SIN EL FOLLETO REQUERIDO

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.