Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 1206 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
23/08/2011unauthorised entities
  • KAIMON GLOBAL
  • WWW.KAIMONGLOBAL.COM
A warning PDF of date 23/08/2011 (new window) SFSA (SUECIA) 
02/07/2008unauthorised entities
  • BULLMAN ASSET MANAGEMENT
  • WWW.BULLMANASSETMANAGEMENT.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
23/05/2012unauthorised entities
  • SHINSEI ASSOCIATES
  • WWW.SHINSEIASSOCIATES.COM
A warning PDF of date 23/05/2012 (new window) SFSA (SUECIA) 
23/05/2012unauthorised entities
  • ACCESS BROKER INCORPORATED
  • WWW.ABROKERCORP.COM
A warning PDF of date 23/05/2012 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • DAUPHIN ASSET EUROPE
  • WWW.DAUPHINEUROPE.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
09/07/2008unauthorised entities
  • AVERY KINGSTON CAPITAL
  • WWW.AVERYKINGSTON.COM
A warning PDF of date 09/07/2008 (new window) SFSA (SUECIA) 
02/07/2008unauthorised entities
  • PATERSON & CO. LTD
  • WWW.PATERSONCOLTD.COM
A warning PDF of date 02/07/2008 (new window) SFSA (SUECIA) 
18/06/2008unauthorised entities
  • HANNOVER STERLING LTD
  • WWW.HANNOVERSTERLINGLTD.COM (ATENCION: CONTIENE VIRUS)
A warning PDF of date 18/06/2008 (new window) SFSA (SUECIA) 
27/06/2012unauthorised entities
  • WELLINGTON CAPITAL MARKETS
  • WWW.WELLINGTONCAPITALMARKETS.COM
A warning PDF of date 27/06/2012 (new window) SFSA (SUECIA) 
21/05/2008unauthorised entities
  • COLEMAN, PETERSON & ASSOCIATES (CPA)
  • WWW.CPA-ADVISORS.COM
A warning PDF of date 21/05/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.