Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 15 out of 1227
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
09/12/2009unauthorised entities
  • ALLIED PARTNERS FINANCIAL GROUP INC.
  • WWW.ALLIEDPARTNERSFG.COM
A warning PDF of date 09/12/2009 (new window) SFSA (SUECIA) 
20/04/2011unauthorised entities
  • WILKINSON BENNINGS SECURITIES
  • WWW.WILKINSONBENNINGS.COM
A warning PDF of date 20/04/2011 (new window) SFSA (SUECIA) 
27/02/2008unauthorised entities
  • CFM TRADING
  • WWW.CFMTRADINGS.COM
A warning PDF of date 27/02/2008 (new window) SFSA (SUECIA) 
20/04/2011unauthorised entities
  • NEW OUTLOOK MANAGEMENT GROUP
  • WWW.NEWOUTLOOKMG.COM
A warning PDF of date 20/04/2011 (new window) SFSA (SUECIA) 
17/11/2010unauthorised entities
  • NORTHERN PEGASUS LLC.
  • WWW.NORTHERNPEGASUS.COM
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
17/11/2010unauthorised entities
  • STRATEGIC PRIVATE EQUITY GROUP
  • WWW.STRATEGICPEG.COM
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
17/11/2010unauthorised entities
  • GREENTREE FINANCIAL ADVISORS INC.
  • WWW.GREENTREE-FINANCIAL-ADVISORS.US
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
17/11/2010unauthorised entities
  • ANTEK INTERNATIONAL
  • WWW.ANTEK-INTERNATIONAL.COM
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
17/11/2010unauthorised entities
  • CAMPBELL CUMMINGS ASSOCIATES
  • WWW.CAMPBELLCUMMINGS.COM
A warning PDF of date 17/11/2010 (new window) SFSA (SUECIA) 
13/02/2008unauthorised entities
  • DAVIS & RUDELL LLC
  • WWW.DAVIS-RUDELL.COM
A warning PDF of date 13/02/2008 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.