Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 5 out of 1222
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
18/11/2009unauthorised entities
  • POSREDOVANJE, ONASSIS ALEX, S.P.
  • HTTP://WWW.ONASSIS.SI/INDEX.HTML
A warning PDF of date 18/11/2009 (new window) SSMA (ESLOVENIA) 
14/01/2009unauthorised entities
  • FX RUN LTD.
  • DIRK HENDRIK REERINK
  • RICHARD BURGER
A warning PDF of date 14/01/2009 (new window) SSMA (ESLOVENIA) 
16/02/2005unauthorised entities
  • CEEM CENTRAL & EASTERN EUROPEAN MARKETS ASSET MANAGEMENT AG
A warning PDF of date 16/02/2005 (new window) SSMA (ESLOVENIA) 
30/09/2009unauthorised entities
  • PEREGRINE CAPITAL LIMITED
A warning PDF of date 30/09/2009 (new window) SSMA (ESLOVENIA) 
07/10/2009unauthorised entities
  • NFINVEST
  • HTTP://WWW.NFINVEST.COM/SI/
A warning PDF of date 07/10/2009 (new window) SSMA (ESLOVENIA) 
25/08/2020unauthorised entities
  • LIBRA MARKETS / GLOBAL MARKETS
A warning PDF of date 25/08/2020 (new window) SSMA (ESLOVENIA) 
31/10/2012unauthorised entities
  • KARANTANIA INVESTMENTS LLC
A warning PDF of date 31/10/2012 (new window) SSMA (ESLOVENIA) 
05/06/2013unauthorised entities
  • LEAD MANAGEMENT LIMITED
  • HTTP://WWW.LEADMANAGEMENTGROUP.COM
A warning PDF of date 05/06/2013 (new window) SSMA (ESLOVENIA) 
29/09/2010unauthorised entities
  • FUEHRENDE INVESTITIONEN LIMITED
  • HTTP://WWW.FISS-SOLUTIONS.COM/SI/
  • HTTP://WWW.FISS-INVESTMENTS.COM/
A warning PDF of date 29/09/2010 (new window) SSMA (ESLOVENIA) 
17/03/2010Other alerts
  • THE INTERNATIONAL SECURITIES INVESTOR PROTECTION CORPORATION
A warning PDF of date 17/03/2010 (new window) SIPC (ESTADOS UNIDOS)PAGINA WEB FRAUDULENTA. LA PAGINA WEB NO TIENE NINGUNA RELACION CON LA ENTIDAD DEBIDAMENTE CONSTITUIDA DENOMINADA SECURITIES INVESTOR PROTECTION CORPORATION (SIPC)

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.