Click the heading of the "Date" column or of the "Targeted companies" column to sort results in ascending/descending order.

Page 7 out of 1231
Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
14/12/2011unauthorised entities
  • FRIEDMAN GLOBAL AND SHANGHAI DERIVATIVES EXCHANGE, SHDEX
  • WWW.FRIEDMAN-GLOBAL.COM
  • WWW.SHDEX.ORG
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
14/12/2011unauthorised entities
  • ASHFORD FINANCIAL GROUP, AFG
  • WWW.ASHFORDFINANCIALGROUP.COM
A warning PDF of date 14/12/2011 (new window) SFSA (SUECIA) 
16/04/2008unauthorised entities
  • WALSH, ATKINS & ASSOCIATES
  • WWW.WALSHATKINSASSOC.COM
A warning PDF of date 16/04/2008 (new window) SFSA (SUECIA) 
05/02/2014unauthorised entities
  • BRONTE FINANCIAL
  • WWW.BRONTEFINANCIAL.COM
A warning PDF of date 05/02/2014 (new window) SFSA (SUECIA) 
05/02/2014unauthorised entities
  • BAXTER-STANLEY AND ASSOCIATES
  • WWW.BAXTERS-STANLEY.COM
A warning PDF of date 05/02/2014 (new window) SFSA (SUECIA) 
29/01/2014unauthorised entities
  • FURLOW CAPITAL
  • WWW.FURLOWCAPITAL.COM
A warning PDF of date 29/01/2014 (new window) SFSA (SUECIA) 
28/09/2005unauthorised entities
  • LENOX INTERNATIONAL LLP
A warning PDF of date 28/09/2005 (new window) SFSA (SUECIA) 
12/02/2014unauthorised entities
  • FIRST CATHOLIC FINANCIAL
  • WWW.FIRSTCATHOLICFINANCIAL.COM
A warning PDF of date 12/02/2014 (new window) SFSA (SUECIA) 
05/02/2014unauthorised entities
  • THE TUNSTALL GROUP
  • WWW.TUNSTALL-GROUP.COM
A warning PDF of date 05/02/2014 (new window) SFSA (SUECIA) 
22/01/2014unauthorised entities
  • SIERRA FINANCE ASSET MANAGEMENT
  • WWW.SIERRAFAM.COM
A warning PDF of date 22/01/2014 (new window) SFSA (SUECIA) 

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.