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Search for Public warnings issued by foreign Securities Regulators
DateTypeTargeted companiesDocument (English)RegulatorComments
20/01/2021unauthorised entities
  • LG PATRIMOINE
  • WWW.LG-PATRIMOINE.COM
A warning PDF of date 20/01/2021 (new window) CSSF (LUXEMBURGO) 
02/08/2023unauthorised entities
  • LGT BANK AG (CLONE)
  • WWW.LGTPRIVATE.IE (CLONE)
A warning PDF of date 02/08/2023 (new window) CBI (IRLANDA) 
11/10/2006unauthorised entities
  • LGT LIEBRECHT HIB
  • HTTP://LGT-LEIBRECHT-HIB.TRIPOD.COM/
A warning PDF of date 11/10/2006 (new window) FSC (ISLA DE MAN) 
02/12/2015unauthorised entities
  • LHCBROKERS LTD / OKLYCAPITAL LIMITED
  • WWW.LHCBROKERS.COM
A warning PDF of date 02/12/2015 (new window) CONSOB (ITALIA) 
07/08/2019unauthorised entities
  • LIB GROUP ASSET MANAGEMENT
  • WWW.LIBSA.EU
A warning PDF of date 07/08/2019 (new window) FCA (REINO UNIDO) 
11/10/2006unauthorised entities
  • LIBERTY ASSET MANAGEMENT
A warning PDF of date 11/10/2006 (new window) SFSA (SUECIA) 
11/05/2005unauthorised entities
  • LIBERTY ONE ADVISERS LLC
A warning PDF of date 11/05/2005 (new window) FSA (REINO UNIDO) 
13/04/2016unauthorised entities
  • LIBERUM CAPITAL LIMITED (CLON)
  • WWW.LIBERUMCAPITALLIMITED.COM
A warning PDF of date 13/04/2016 (new window) FCA (REINO UNIDO)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON LA ENTIDAD DEBIDAMENTE REGISTRADA DEL MISMO NOMBRE
28/04/2021unauthorised entities
  • LIBOR TC (CLONE)
  • HTTPS://LIBORTC.COM
A warning PDF of date 28/04/2021 (new window) CBI (IRLANDA)LA ENTIDAD ADVERTIDA NO TIENE NINGUNA VINCULACIÓN CON GLOBAL LIBOR PLUS BOND FUND.
16/12/2020unauthorised entities
  • LIBORTC
  • HTTPS://LIBORTC.COM
A warning PDF of date 16/12/2020 (new window) FCA (REINO UNIDO)EL PRODUCTO ADVERTIDO NO TIENE NINGUNA VINCULACIÓN CON EL PRODUCTO DEBIDAMENTE REGISTRADO GLOBAL LIBOR PLUS BOND FUND.

Consultation criteria: By type Public warnings issued by foreign Securities Regulators.