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SENTENCIAS
LEY MERCADO VALORES (Ley 24/88, de 28 de julio)
REGLAMENTO (UE) Nº 236/2012, SOBRE VENTAS EN CORTO
REGLAMENTO (CE) Nº 1287/2006 DE LA COMISION, OBLIG. ESI SOBRE COMUNICACIÓN DE OPERACIONES
REGLAMENTO (UE) 596/2014 ABUSO DE MERCADO
LEY INSTITUCIONES INVERSION COLECTIVA (Ley 46/84, de 26 de diciembre)
LEY INSTITUCIONES INVERSIÓN COLECTIVA (Ley 35/03, de 4 de noviembre)
LEY DE ENTIDADES DE CAPITAL RIESGO (Ley 25/2005, de 24 de noviembre)
LEY DISCIPLINA E INTERVENCIÓN DE ENTIDADES DE CREDITO (Ley 26/88, de 29 de julio)
LEY RÉGIMEN JURÍDICO A.P. Y P.A.C. (Ley 30/92, de 26 de noviembre)
LEY PROCEDIMIENTO ADMINISTRATIVO COMÚN (LEY 39/2015, 1 oct)
LEY DE RÉGIMEN JURÍDICO DEL SECTOR PUBLICO (LEY 40/2015)
LEY SOCIEDADES ANÓNIMAS (RD Legislativo 1564/89, de 22 de diciembre)
LEY DE LA JURISDICCIÓN CONTENCIOSO-ADMINISTRATIVA (Ley 29/1998, de 13 de julio)
LEY DE SOCIEDADES DE CAPITAL (RD Legislativo 1/10, de 2 de julio)
LEY CONCURSAL (Ley 22/2003, de 9 de julio)
LEY DE TRANSPARENCIA (Ley19/2013, de 9 de diciembre
Ley 5/2015 de Fomento de Financiación Empresarial (LFFE), de 27 de abril
RD-LEY 11/2010, de 9 de julio, órganos de gobierno y régimen jurídico de Cajas de Ahorros
RD 276/1989, de 22 de marzo, sobre Sociedades y Agencias de valores
RD 1393/1990, de 2 de noviembre, Reglamento de IIC
RD 377/1991, de 15 de marzo, comunicación de participaciones significativas
RD 1197/1991, de 26 de julio, régimen de OPAS
RD 1814/1991, de 20 de diciembre, Mercados oficiales de futuros y opciones
RD 291/1992, de 27 de marzo, Emisiones y OPVs
RD 1343/1992, de 6 de noviembre, recursos propios
RD 429/1993, de 26 de marzo, Reglamento de Responsabilidad patrimonial de la Administración
RD 629/1993, de 3 de mayo, normas de actuación en los mercados de valores
RD 1398/1993, de 4 de agosto, Reglamento del procedimiento sancionador
RD 2119/1993, de 3 de diciembre, Procedimiento sancionador aplicable a sujetos de los mercados financieros
RD 867/2001, de 20 de julio, Régimen jurídico de empresas de servicios de inversión
RD 948/2001, de 3 de agosto, Sistemas de indemnización de inversores
RD 432/2003, de 11 de abril, de modificación del RD 1197/1991 sobre OPAs
RD 1309/2005, de 4 de noviembre, aprueba Reglamento LIIC
RD 1333/2005, de 11 de noviembre, desarrolla LMV en materia de abuso de mercado
RD 1066/2007, de 27 de julio, régimen de las ofertas públicas de adquisición de valores
RD 1362/2007, de 19 de octubre, desarrolla LMV en materia de requisitos de transparencia relativos a información sobre emisores
RD 216/2008, de 15 de febrero, de recursos propios de entidades financieras
RD 217/2008, de 15 de febrero, régimen jurídico de las ESI
OM 28 julio 1989, coeficiente de solvencia y liquidez
OM 18 enero 1991, información pública periódica de sociedades emisoras
OM 30 julio 1992, precisión de funciones y obligaciones de los depositarios de IIC
OM 29 de diciembre 1992, recursos propios
OM 12 de julio 1993, Folletos informativos
OM 26 de diciembre de 2003, informe anual de gobierno corporativo y otros instrumentos de información
Orden ECO/734/2004, de 11 de marzo, departamentos y servicios de atención al cliente
Orden EHA/848/2005, de 18 de marzo
Orden EHA/1421/2009, de 1 de junio
Orden EHA/1665/2010, de 11 de junio, sobre régimen jurídico de ESIs, en materia de Tarifas y Contratos-Tipo
Orden ECC/461/2013 por la que se determinan el contenido y la estructura del informe anual de gobierno corporativo, del informe anual sobre remuneraciones y de otros instrumentos de información de las sociedades anónimas cotizadas, de las cajas de ahorros
Orden ECC/25202012, de 16 de noviembre, procedimiento de presentación de reclamaciones ante BdE, CNMV y DGS
Circular 2/1989 de la CNMV, normas contables de Sociedades y Agencias de Valores
Circular 6/1989 de la CNMV, comunicación de participaciones significativas
Circular 7/1989 de la CNMV, representaciones de Sociedades y Agencias de Valores
Circular 5/1990 de la CNMV, normas contables de Sociedades y Agencias de valores
Circular 6/1990 de la CNMV, coeficiente de solvencia y liquidez de Sociedades y Agencias de Valores
Circular 7/1990 de la CNMV, normas contables de IIC
Circular 3/1993 de la CNMV, registro de operaciones y archivo de justificantes de órdenes
Circular 1/1998 de la CNMV, sistemas internos de control, seguimiento y evaluación continuada de riesgos
Circular 1/2004 de la CNMV, informe anual de gobierno corporativo y otros instrumentos de información
Circular 3/2007, de la CNMV, de 19 de dic, sobre contratos de liquidez
Circular 3/2008 de la CNMV, normas contables, cuentas anuales y estados de información reservada de las IIC
Circular 7/2008, de 26 de nov, de la CNMV, sobre normas contables, cuentas anuales, y estados de información reservada de ESI, SGIIC Y SGECR
Circular 10/2008 de la CNMV, empresas de asesoramiento financiero
Circular 11/2008 de la CNMV, normas contables, cuentas anuales y estados de información reservada de ECR y SGECR
Circular 5/2010 de la CNMV, información a remitir para evaluar adquisición/incremento de Participaciones Significativas en ESI/SGIIC
Circular 6/2009, de 9 dic, de la CNMV, sobre control interno de las Sociedades Gestoras de IIC y SI
Circular 4/2009 de la CNMV, de 4 de noviembre, sobre comunicación de información relevante.
Reglamento UE 2020/1503 EL PARLAMENTO EUROPEO Y DEL CONSEJO, de 7 de octubre de 2020, relativo a los proveedores europeos de servicios de financiación participativa para empresas